Tools commonly used in the Securities industry for day-to-day tasks and operations.

• Bloomberg Terminal
• Reuters Eikon
• Morningstar Direct
• FactSet
• Capital IQ
• FINRA Market Data
• S&P Global Market Intelligence
• Interactive Brokers
• Charles River IMS
• Tradeweb

Common products and services typical of NAICS Code 523150-06, illustrating the main business activities and contributions to the market.

• Equity Trading
• Fixed Income Trading
• Derivatives Trading
• Investment Banking
• Wealth Management
• Asset Management
• Hedge Funds
• Private Equity
• Venture Capital
• Securities Research

The specific certifications, permits, licenses, and regulatory compliance requirements within the United States for this industry.

• Series 7: A license that allows individuals to sell securities products such as stocks, bonds, and mutual funds. It is issued by the Financial Industry Regulatory Authority (FINRA).
• Series 63: A license that allows individuals to solicit orders for any type of security in a particular state. It is issued by FINRA.
• Series 24: A license that allows individuals to supervise and manage other registered representatives. It is issued by FINRA.
• Certified Financial Planner (CFP): A certification that requires individuals to pass an exam covering financial planning, taxes, insurance, estate planning, and retirement. It is issued by the Certified Financial Planner Board of Standards.
• Chartered Financial Analyst (CFA): A certification that requires individuals to pass three levels of exams covering investment management, ethics, and professional standards. It is issued by the CFA Institute.

A concise historical narrative of NAICS Code 523150-06 covering global milestones and recent developments within the United States.

• The Securities industry has a long and complex history that dates back to the 17th century when the first stock exchange was established in Amsterdam. The industry has since grown to become a global phenomenon, with notable advancements such as the creation of the New York Stock Exchange in 1792 and the introduction of electronic trading in the 1970s. In the United States, the Securities industry has played a significant role in the country's economic growth, with the Securities Act of 1933 and the Securities Exchange Act of 1934 being key milestones in the industry's history. These acts were introduced to regulate the industry and protect investors from fraudulent activities. In recent years, the Securities industry has faced challenges such as the 2008 financial crisis, which led to increased regulation and scrutiny of the industry.

The anticipated future trajectory of the NAICS 523150-06 industry in the USA, offering insights into potential trends, innovations, and challenges expected to shape its landscape.

• Growth Prediction: Stable

  The Securities industry in the USA is expected to continue to grow in the coming years. The industry is expected to benefit from the increasing demand for investment services and the growing number of high net worth individuals. The industry is also expected to benefit from the increasing use of technology, which is expected to improve efficiency and reduce costs. However, the industry is also expected to face challenges, including increased competition from new entrants and regulatory changes. Overall, the Securities industry is expected to remain an important part of the US economy in the coming years.

Recent groundbreaking advancements and milestones in the Securities industry, reflecting notable innovations that have reshaped its landscape.

• Robo-Advisors: Robo-advisors are computer programs that provide investment advice and portfolio management services. They have become increasingly popular in recent years, as they offer low-cost investment services and are easy to use.
• Blockchain Technology: Blockchain technology is a distributed ledger technology that is used to record transactions. It has the potential to revolutionize the Securities industry by reducing costs and increasing efficiency.
• Artificial Intelligence: Artificial intelligence is being used in the Securities industry to analyze data and provide investment advice. It is expected to become increasingly important in the coming years.
• Mobile Trading: Mobile trading has become increasingly popular in recent years, as investors are able to trade securities from their smartphones and tablets.
• Social Media: Social media is being used by Securities firms to communicate with clients and provide investment advice. It is expected to become increasingly important in the coming years.