Tools commonly used in the Investment Securities industry for day-to-day tasks and operations.

• Bloomberg Terminal
• Morningstar Direct
• FactSet
• Thomson Reuters Eikon
• S&P Capital IQ
• FINRA BrokerCheck
• SEC EDGAR
• Excel
• MATLAB
• R

Common products and services typical of NAICS Code 523150-02, illustrating the main business activities and contributions to the market.

• Equity Trading
• Fixed Income Trading
• Mutual Fund Management
• Investment Advisory Services
• Wealth Management
• Portfolio Management
• Securities Underwriting
• Securities Research and Analysis
• Securities Clearing and Settlement
• Securities Financing

The specific certifications, permits, licenses, and regulatory compliance requirements within the United States for this industry.

• Series 7: A license that allows individuals to sell securities products such as stocks, bonds, and mutual funds. It is issued by the Financial Industry Regulatory Authority (FINRA).
• Series 63: A license that allows individuals to solicit orders for any type of security in a particular state. It is issued by FINRA.
• Series 79: A license that allows individuals to engage in investment banking activities such as underwriting, mergers and acquisitions, and sales and trading of securities. It is issued by FINRA.
• Certified Financial Planner (CFP): A certification that requires individuals to complete a comprehensive course of study in financial planning and pass an exam. It is issued by the Certified Financial Planner Board of Standards.
• Chartered Financial Analyst (CFA): A certification that requires individuals to complete a rigorous course of study in investment analysis and portfolio management. It is issued by the CFA Institute.

A concise historical narrative of NAICS Code 523150-02 covering global milestones and recent developments within the United States.

• The Investment Securities industry has a long and rich history dating back to the 17th century when the first stock exchange was established in Amsterdam. The industry has since grown to become a vital part of the global economy, providing a platform for companies to raise capital and investors to buy and sell securities. Notable advancements in the industry include the introduction of electronic trading platforms, which have revolutionized the way securities are traded, and the development of new financial instruments such as derivatives and exchange-traded funds (ETFs). In the United States, the industry has seen significant growth since the 1970s, driven by deregulation and the rise of institutional investors. The industry has also faced challenges, including the 2008 financial crisis, which led to increased regulation and a shift towards more conservative investment strategies.

The anticipated future trajectory of the NAICS 523150-02 industry in the USA, offering insights into potential trends, innovations, and challenges expected to shape its landscape.

• Growth Prediction: Stable

  The investment securities industry in the USA is expected to continue to grow in the coming years. The industry is expected to benefit from the increasing demand for investment services and the growing number of high net worth individuals. Additionally, the industry is expected to benefit from the increasing use of technology, which is expected to improve efficiency and reduce costs. However, the industry is also expected to face challenges, such as increased competition and regulatory pressures. Overall, the industry is expected to continue to grow, but at a slower pace than in the past.

Recent groundbreaking advancements and milestones in the Investment Securities industry, reflecting notable innovations that have reshaped its landscape.

• Robo-Advisors: Robo-advisors are computer programs that provide investment advice and portfolio management services. They have become increasingly popular in recent years, as they offer low-cost investment services and are easy to use.
• Blockchain Technology: Blockchain technology has the potential to revolutionize the investment securities industry by providing a secure and transparent way to transfer assets. It is expected to reduce costs and increase efficiency.
• Artificial Intelligence: Artificial intelligence is being used in the investment securities industry to analyze data and provide investment advice. It is expected to improve the accuracy of investment advice and reduce costs.
• Socially Responsible Investing: Socially responsible investing has become increasingly popular in recent years, as investors seek to invest in companies that have a positive impact on society and the environment.
• Online Trading Platforms: Online trading platforms have become increasingly popular in recent years, as they offer low-cost trading services and are easy to use.