NAICS Code 523150-07 - Stock & Bond Brokers
Marketing Level - NAICS 8-DigitUse Data For:
- Direct Mailing
- Emailing
- Calling
- Research
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NAICS Code 523150-07 Description (8-Digit)
Hierarchy Navigation for NAICS Code 523150-07
Parent Code (less specific)
Tools
Tools commonly used in the Stock & Bond Brokers industry for day-to-day tasks and operations.
- Trading platforms
- Financial analysis software
- Portfolio management tools
- Market data feeds
- Risk management software
- Order management systems
- Compliance software
- Customer relationship management (CRM) software
- Electronic trading systems
- Algorithmic trading software
Industry Examples of Stock & Bond Brokers
Common products and services typical of NAICS Code 523150-07, illustrating the main business activities and contributions to the market.
- Equity trading
- Fixed income trading
- Foreign exchange trading
- Derivatives trading
- Investment banking
- Wealth management
- Retirement planning
- Financial planning
- Asset management
- Hedge fund management
Certifications, Compliance and Licenses for NAICS Code 523150-07 - Stock & Bond Brokers
The specific certifications, permits, licenses, and regulatory compliance requirements within the United States for this industry.
- Series 7: A license that allows individuals to sell securities products such as stocks, bonds, and mutual funds. It is issued by the Financial Industry Regulatory Authority (FINRA).
- Series 63: A license that allows individuals to solicit orders for any type of security in a particular state. It is issued by FINRA.
- Series 65: A license that allows individuals to provide investment advice or manage portfolios. It is issued by FINRA.
- Certified Financial Planner (CFP): A certification that requires individuals to pass an exam covering financial planning, taxes, insurance, estate planning, and retirement. It is issued by the Certified Financial Planner Board of Standards.
- Chartered Financial Analyst (CFA): A certification that requires individuals to pass three exams covering investment management, ethics, and professional standards. It is issued by the CFA Institute.
History
A concise historical narrative of NAICS Code 523150-07 covering global milestones and recent developments within the United States.
- The "Stock & Bond Brokers" industry has a long and rich history dating back to the 17th century when the first stock exchange was established in Amsterdam. The industry has since grown and evolved, with notable advancements such as the introduction of electronic trading in the 1970s and the rise of online trading platforms in the 1990s. In the United States, the industry has been shaped by key events such as the stock market crash of 1929 and the subsequent establishment of the Securities and Exchange Commission (SEC) in 1934 to regulate the industry. More recently, the industry has faced challenges such as the 2008 financial crisis and the increasing popularity of passive investing.
Future Outlook for Stock & Bond Brokers
The anticipated future trajectory of the NAICS 523150-07 industry in the USA, offering insights into potential trends, innovations, and challenges expected to shape its landscape.
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Growth Prediction: Stable
The future outlook for the Stock & Bond Brokers industry in the USA is positive. The industry is expected to grow in the coming years due to the increasing demand for investment services. The industry is also expected to benefit from the growth of the US economy, which is projected to continue to grow in the coming years. The industry is also expected to benefit from the increasing use of technology, which is expected to improve efficiency and reduce costs. However, the industry is also facing challenges such as increased competition and regulatory changes, which could impact growth in the coming years.
Industry Innovations for NAICS Code 523150-07
Recent groundbreaking advancements and milestones in the Stock & Bond Brokers industry, reflecting notable innovations that have reshaped its landscape.
- Increased use of artificial intelligence and machine learning to improve investment decisions.
- Development of new investment products such as exchange-traded funds (ETFs) and mutual funds.
- Increased use of mobile and online platforms to provide investment services to clients.
- Development of new trading platforms that allow for faster and more efficient trading.
- Increased focus on environmental, social, and governance (ESG) investing.
NAICS Code 523150-07 - Stock & Bond Brokers
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